SACRAMENTO (CBS13) — Medical marijuana dispensaries in Sacramento will soon transition to recreational sales. The customer base will grow, but the number of pot shops will likely remain the same.
Insurance agents and brokers are carefully preparing for Regulation Best Interest with training, risk assessments for conflicts of interest — and also with detailed questions to help fine-tune the ...
That is why AI regulation is not only policy. It changes what “good product” means. You end up making more defensible choices ...
The Securities and Exchange Commission will increasingly ask questions about firms’ Regulation Best Interest compliance during standard examinations, rather than just during exams focused solely on ...
In an article for InvestmentNews, Mark Schoeff Jr. covers the latest developments in the SEC and FINRA’s implementation of Regulation Best Interest (Reg BI). Reg BI was passed in 2019 and implemented ...
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